Policy & Governance Resources
A curated library of frameworks, regulatory documents, case studies, and academic work the author endorses as worthwhile reading for readers of the paper.
European Commission Guidelines on the Definition of an AI System
The European Commission’s official guidelines (Feb 2025) on how to determine whether a software system is an “AI system” under the AI Act — the practical boundary test behind the Article 3 definition.
Topic · EU Regulation
EU Draft Guidelines on Classifying High-Risk AI Systems
The Commission’s draft guidelines on classifying high-risk AI systems — which categories of AI system draw heightened obligations, a comparative reference for defining the scope a policy governs.
Topic · EU Regulation
EU AI Act Article 3, Annotated (Future of Life Institute)
A readable, recital-linked annotation of EU AI Act Article 3 (68 defined terms including “AI system”), maintained by the Future of Life Institute — a convenient reader reference (unofficial machine translation).
Topic · EU Regulation
EU AI Act — Article 3: Definitions
The EU AI Act’s binding legal definition of an “AI system” (Article 3(1)), on the Commission’s official Act Service Desk — the authoritative anchor for what a policy governs and where the boundary sits.
Topic · EU Regulation
EU AI Act — Article 14: Human Oversight
The legal spine of a domain custodian’s veto. On the Commission’s official Act Service Desk, Article 14 requires that human oversight be assigned to natural persons with the necessary competence, training and “authority” — empowered to disregard, override or reverse an AI system’s output and to interrupt its operation.
Topic · EU Regulation
Colorado Artificial Intelligence Act (SB 24-205)
The first comprehensive US state AI law: a duty of reasonable care on developers and deployers of high-risk systems making consequential decisions. Effective June 30, 2026.
Topic · US Regulation
California Transparency in Frontier AI Act (SB 53)
California’s frontier-model transparency law — published safety frameworks, critical-incident reporting, transparency reports, and whistleblower protections for large frontier developers.
Topic · US Regulation
HHS HTI-1 Final Rule — Algorithm Transparency (FAVES)
Introduces “Predictive Decision Support Interventions” and the FAVES criteria (Fair, Appropriate, Valid, Effective, Safe) — the key transparency rule for AI in healthcare.
Topic · Healthcare
FINRA Regulatory Notice 24-09 — Generative AI
FINRA’s technology-neutral position: existing supervision, communications, and books-and-records rules apply directly to AI use in financial services.
Topic · Financial Services
EU Artificial Intelligence Act (Regulation 2024/1689)
The world’s first comprehensive, risk-tiered AI regulation. High-risk obligations phase in through 2026–2027; the high-risk provisions are the priority read for enterprises.
Topic · EU Regulation
Institutional Intelligence Brief
Receive updates on new chapters, critical policy shifts, and emerging AI governance frameworks directly in your inbox.
A double opt-in confirmation keeps the list clean; unsubscribe anytime.